Author: Livia Tay, MY
Last Updated: April 15, 2025
This Chapter A outlines the rules and responsibilities for Introducing Brokers (IBs) working with the Company. It defines how IBs can refer clients, use marketing, and operate within legal and ethical boundaries.
Key Points
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Client Referrals
The Introducing Broker may refer new clients to the Company, but only under the terms outlined in this agreement. -
Use of Company Branding
The IB must not use the Company’s name, logo, or any branding (in ads, forms, business cards, etc.) without written permission. Requests should be sent to support@lirunex.com. -
Licensing & Registration
The IB must obtain any necessary licenses or registrations required in their country to perform IB-related activities. Proof of these must be provided to the Company if requested. -
Clear & Honest Communication
All communication with prospective clients must be fair, clear, and not misleading. -
Marketing Material Usage
Only Company-provided or Company-approved marketing materials are allowed to be used. -
Activity Monitoring
The Company monitors IB activities to ensure they align with internal control frameworks and
compliance standards. -
IB Must Be a Registered Client
To become an IB, the individual must first register as a client of the Company and comply with the Company's Terms and Conditions. -
Non-Exclusive Role
IBs may refer clients to the Company on a non-exclusive basis and are encouraged to take a consultative approach, rather than a purely sales-driven one. -
Online Promotion Allowed
IBs can promote the Company online using their own resources, provided it’s done in a compliant manner. -
Legal Compliance in Promotions
Any promotional activities must comply with both the laws of the IB’s country and the legal/regulatory requirements of the Company’s jurisdiction. -
Sharing Company Information
IBs may share basic factual information with prospective clients, including the Company’s website, registration number, address, contact info, and service terms.
These general provisions are designed to ensure that Introducing Brokers operate responsibly, legally, and in line with the Company’s standards. By following these rules, IBs help maintain trust, transparency, and strong client relationships.